What is a Registered Investment Advisor (RIA)?

As a Registered Investment Advisor (RIA), OptiFour upholds the financial industry’s highest standard in care and service. We are registered with the Securities and Exchange Commission (SEC) and have a fiduciary duty to always act exclusively in our clients’ best interests.

What are the key benefits of working with an RIA like OptiFour?

  1. Greater Independence
    Independence is key to offering unbiased investment advice. As an independent RIA, we provide objective strategies and guidance free from the influence of outside interests.
  2. Interests Aligned with Your Own
    By working on a “fee-only” basis, we charge clients a fee based on the percent of total assets managed. We never accept commissions. In addition to being intuitive, this fee structure provides maximum transparency and incentivises us to grow your assets. When you succeed, we succeed.
  3. Range of Services
    Through our uniquely comprehensive approach, OptiFour can provide a broad range of services that address the complexities that often accompany wealth. Our focus extends from assisting you with the sale of a business, complicated tax situations, trusts and estates, intergenerational issues and more.
  4. Accountability and Focus
    Our goal is to provide solutions that are aligned with your needs and objectives. This dedicated approach requires regular, ongoing interactions built on a foundation of personal client relationships. It also demands our unrelenting sense of personal accountability to our clients’ success.
  5. Resources and Access
    OptiFour employs large, independent custodians, including Schwab and Fidelity, to hold and safeguard our clients’ assets. These leading custodians give us access to the broadest possible range of investments while providing important services such as trading, record keeping, and monthly statements, all for the most competitive fees.